ISO 37301:2021 · Compliance Management Systems

ISO 37301 Compliance Management

Demonstrate systematic, board-level commitment to compliance with a certifiable Compliance Management System.

ISO 37301 is the international standard for Compliance Management Systems (CMS), a certifiable standard that sets out how organisations should identify their compliance obligations (legal, regulatory, contractual and voluntary), embed a compliance culture, and manage compliance risk systematically. It builds on the earlier ISO 19600 guidance, now as a fully auditable, certifiable standard.

For South African businesses operating across multiple regulatory regimes (labour law, tax, sector-specific regulation, POPIA, B-BBEE and more), a compliance management system gives the board and executive team a single, structured view of what needs to be complied with, who owns it, and how breaches are prevented and handled.

Andreas Burger Consulting builds ISO 37301 systems on top of a sound risk management foundation (see ISO 31000), mapping your actual compliance obligations rather than applying a generic checklist.

After certification: a compliance obligations register and breach CAPA only work if they are kept up to date. DynamicERMS, built by our technology partner Dynatek, runs that compliance CAPA and document control day to day.

Why it matters

Key benefits

Gives the board a single, defensible view of compliance obligations and ownership

Reduces the risk of regulatory penalties, contract breaches and reputational damage

Demonstrates due diligence to regulators, funders and business partners

Embeds a compliance culture rather than relying on individual vigilance

Meets ISO 37301 requirements increasingly seen in corporate governance frameworks

Integrates with ISO 31000 risk management and existing ISO 9001/45001 systems

How we work

Our implementation process

Compliance Obligations Register

We identify and document every legal, regulatory, and contractual obligation relevant to your business.

Compliance Risk Assessment

We assess the likelihood and impact of non-compliance across your obligations register, prioritising what matters most.

CMS Documentation

We build the compliance policy, roles, procedures and reporting lines the standard requires.

Implementation & Culture

We roll out training and a reporting/escalation mechanism (including whistleblowing provisions where relevant).

Internal Audit & Certification Support

We run your internal audit and support you through the certification body's audit process.

FAQ

Common questions about ISO 37301 Compliance Management

No. A checklist tells you what to comply with. ISO 37301 is a full management system: it requires top-management commitment, a documented compliance culture, risk-based prioritisation, defined roles, and continual review, which is what makes it certifiable and independently verifiable.

Businesses operating in multiple regulatory regimes, those seeking to strengthen corporate governance for investors or a board, and any organisation that has faced (or wants to prevent) compliance failures that carry real financial or reputational cost.

ISO 37301 explicitly builds on risk management practice: your compliance risk assessment relies on the same principles set out in ISO 31000. Organisations that already have a risk framework in place typically implement ISO 37301 faster.

No. ABC is not a Certification Body and does not issue certificates. We implement and prepare you for audit; independent accredited bodies certify. That separation, required under ISO/IEC 17021-1, protects the integrity of your certificate.

Ready to get started with ISO 37301 Compliance Management?

Book a consultation and we'll scope exactly what your business needs.

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